Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 2, 2017 indicate that New York-based Wunderlich Securities broker/adviser Russell Green has been sanctioned by FINRA and received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Green (CRD# 1391627). Russell…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 26, 2017 indicate that Illinois-based Wunderlich Securities broker/adviser Derrick Watts is involved in a pending customer dispute and has received a regulatory sanction. Fitapelli Kurta is interested in hearing from investors who have complaints involving Mr. Watts (CRD# 2479608). Derrick Watts…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 30, 2017 indicate that California-based Wunderlich Securities broker/adviser Robert Keller was terminated from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Keller (CRD# 2168444). Robert Keller…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 8, 2017 indicate that Ohio-based Wunderlich Securities broker/adviser Ralph DeRose has received customer disputes.  Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. DeRose (CRD# 721488). Ralph DeRose has spent 36 years in the securities industry and has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 22, 2016 indicate that former Michigan-based LM Kohn & Company broker Merid Amde is currently not licensed to act as a broker or an investment adviser. The securities and investment adviser Fitapelli Kurta is interested in hearing from investors who have complaints…

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Fitapelli Kurta is investigating complaints against Wunderlich Securities, Inc.  Wunderlich is a FINRA member and registered broker dealer.  It is headquarter in Memphis, Tennessee and currently employs 310 registered individuals.  Wunderlich Securities has a history of regulatory and customer complaints.  We are investigating new complaints from customers of the firm. The U.S. Securities and Exchange…

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