Posts Tagged ‘Westminster Financial Services’
Dayton, Ohio Broker Lawrence Brazie Involved in $468,000 Customer Dispute Over Suitability, Failure to Supervise, and Other Allegations
Lawrence Brazie (CRD# 857097), a registered representative with Westminster Financial Securities, Inc. in Dayton, Ohio, is currently involved in a customer dispute, filed on June 25, 2019, in which a client alleges “unsuitable investments, negligent hiring, failure to supervise, misrepresentations and omissions, and breach of purported settlement agreement,” according to his BrokerCheck record. The claimant…
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