John Jaramillo (CRD#: 2659263), a former registered representative, has been terminated from his role as a broker with Western International Securities, according to his BrokerCheck record accessed on March 16, 2020.  What happened to lead to John Jaramillo’s termination from Western International Securities? On March 5, 2020, the firm found that John Jaramillo sold an…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 23, 2018 indicate that California-based Western International Securities broker/adviser Jeffrey Brandeen has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brandeen (CRD# 2894744). Jeffrey Brandeen has spent 20 years in…

Read More

Clement Chichester (CRD#: 1255275), formerly a registered representative with Western International Securities, Inc. (CRD#: 39262) in Westlake Village, California, is currently involved in a $250,000 customer dispute over suitability. This comes after he was barred by the Financial Industry Regulatory Authority (FINRA) in 2017, according to his BrokerCheck record accessed on April 27, 2020. Most…

Read More

According to public filings and news reports, the Securities and Exchange Commission has issued charges against former Western International Securities advisers alleging they participated in a Ponzi-like scheme involving the sale of convertible and promissory notes issued by DJB Holdings LLC. Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments in…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 22, 2017 indicate that former Maryland-based Western International Securities broker/adviser Bradley Mashco is facing pending civil and criminal charges. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mashco (CRD# 2039720). Bradley Mashco has spent 20…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 9, 2017 indicate that California-based Western International Securities broker/adviser Jorey Bernstein is involved in a pending customer dispute and resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 27, 2017 indicate that California-based Western International Securities broker/adviser Lyndon Grey has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Grey (CRD# 1789083). Lyndon Grey has spent 26…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2017 indicate that California-based Western International Securities broker/adviser Andrew Martz has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Martz (CRD# 5118326). Andrew Martz has spent 10 years in…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that Colorado-based Western International Securities broker/adviser Peter Steege has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Steege (CRD# 1060713). Peter Steege has spent 33 years in the…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 20, 2017 indicate that California-based Western International Securities broker/adviser Shail Mehta has been the subject of customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mehta (CRD# 1317817). Shail Mehta has spent 32 years in the…

Read More