Posts Tagged ‘variable life insurance’
Eric Tom Has Multiple Disclosures Related to Variable Annuities and Variable Life Insurance
Eric Tom (CRD #: 1890823), a broker registered with MML Investors Services LLC, is the subject of multiple customer complaints including one that settled for over $100,000, according to his BrokerCheck record, accessed on September 22, 2020. Many of these complaints allege sales practice violations made in connection with variable annuity and life insurance policies.…
Read MorePennsylvania FA Bernie Audet Sued Again Over Variable Universal Life Insurance Policies
Bernie Audet (CRD#: 1317819), a registered representative with MML Investors Services, LLC (CRD#: 10409) in Newtown Square, Pennsylvania, is currently involved in two pending customer disputes over variable universal life insurance policies, according to his BrokerCheck record accessed on October 23, 2019. In a customer dispute filed on September 24, 2019, the owner of a…
Read MoreRobert Brinckerhoff of Morgan Stanley Involved in a Pending Customer Dispute Regarding Unsuitable Structured Products
On July 22, 2019, Robert Brinckerhoff (CRD#: 823695), a registered representative with Morgan Stanley in Burlington, Vermont, became involved in a pending a customer dispute. A client, who is requesting $60,000 in damages, alleges that “the purchase of a structured product in her account in 2017 was unsuitable,” according to his BrokerCheck record accessed on…
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