John Hoidas (CRD#: 1937971), a registered representative with Uhlmann Price Securities, LLC (CRD#: 42854) in Chicago, Illinois, is currently involved in four pending customer disputes in which clients allege that he recommended unsuitable private placements, including GPB Capital Holdings II, according to his BrokerCheck record accessed on December 18, 2019. On November 5, 2019, John…

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Steve Netzel (CRD#: 2863170), previously a registered representative with Madison Avenue Securities, LLC of Sun Lakes, Arizona (CRD#: 23224), is currently involved in a pending customer dispute in which a client alleges that he made unsuitable recommendations, according to his BrokerCheck report accessed on October 22, 2019. The client is requesting $300,000 in damages. According…

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Larry Boggs (CRD#: 1874727), a registered representative with International Assets Advisory, LLC in Atlanta, Georgia, is currently involved in a pending customer dispute in which a client alleges that Larry Boggs made “unsuitable investment recommendations,” according to his BrokerCheck report accessed on October 22, 2019. The complaint also alleges “breach of contract, violation of Alabama…

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Eric Niedermeyer (CRD#: 1680870), a registered representative with Wells Fargo Advisors Financial Network in Portland, Oregon, is currently involved in a pending customer dispute, according to his BrokerCheck record accessed on August 13, 2019. In the dispute, filed on May 20, 2019, a client “alleges the Bank of America Class B warrants were misrepresented and…

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Matthew Siliato (CRD#: 5062153), who is not currently affiliated with a firm, was recently suspended by FINRA. The suspension lasted from June 12, 2019 to June 20, 2019, according to his BrokerCheck record accessed on August 8, 2019. He “failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a…

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Brandon Stimpson (CRD#: 4299623), who is not currently affiliated with any broker-dealer, is involved in a pending customer dispute, according to his BrokerCheck record accessed on August 7, 2019. On June 19, 2019, Stimpson became involved in a pending dispute in which a client alleges, “unsuitability, overconcentration and unauthorized trading, deceptive practices, failure to supervise,…

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John Holland (CRD#: 2538118), a registered representative with Summit Brokerage Services, Inc. in Charleston, West Virginia, is currently involved in a pending dispute in which a client alleges “negligence and breach of fiduciary duty,” according to his BrokerCheck report accessed on August 12, 2019. The claim was filed on May 24, 2019 and the client…

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