Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former Texas-based United Planners’ Financial Services of America broker/adviser Dexter Thomas has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Thomas (CRD# 1074222). Dexter…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Texas-based United Planners’ Financial Services of America broker/adviser has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Thomas (CRD# 1074222). Dexter Thomas has spent 34 years…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Missouri-based United Planners’ Financial Services of America broker/adviser Martin Brooks has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 30, 2018 indicate that Minnesota-based United Planners Financial Services of America broker/adviser Brett Machtig has received multiple regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Machtig (CRD# 1420080). Brett Machtig has spent 31 years…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that former Arizona-based United Planners’ Financial Services of America broker Jerry Guttman has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 18, 2017 indicate that Minnesota-based United Planners’ Financial Services of America broker/adviser Billy Foster has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Foster (CRD# 1013897). Billy Foster has…

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