Dexter Thomas: Investor Seeks $8.1 Million in Private Loan/Investment Complaint

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former Texas-based United Planners’ Financial Services of America broker/adviser Dexter Thomas has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Thomas (CRD# 1074222). Dexter…

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Dexter Thomas Allegedly Violated FINRA Rules

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Texas-based United Planners’ Financial Services of America broker/adviser has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Thomas (CRD# 1074222). Dexter Thomas has spent 34 years…

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Martin Brooks Was Recently Discharged From a Former Employer

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Missouri-based United Planners’ Financial Services of America broker/adviser Martin Brooks has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who…

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Brett Machtig Has Received Two Regulatory Sanctions

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 30, 2018 indicate that Minnesota-based United Planners Financial Services of America broker/adviser Brett Machtig has received multiple regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Machtig (CRD# 1420080). Brett Machtig has spent 31 years…

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Jerry Guttman Has Been the Subject of Three Customer Complaints

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that former Arizona-based United Planners’ Financial Services of America broker Jerry Guttman has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in speaking…

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Billy Foster Has Received a Recent Pending Customer Complaint

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 18, 2017 indicate that Minnesota-based United Planners’ Financial Services of America broker/adviser Billy Foster has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Foster (CRD# 1013897). Billy Foster has…

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