Posts Tagged ‘UBS broker’
Options Trading: Your Broker Should Disclose the Substantial Risk
Options trading is a gamble. More specifically, these types of trades bet that the market will change directions according to an investor’s hunch. It’s also a contract to buy or sell a stock at a pre-determined price by a certain date. Options trading allows investors to buy time and observe the market before committing to…
Read MoreRamon Almonte: More than 100 Resolved or Pending Customer Complaints
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 16, 2017 indicate that Puerto Rico-based UBS broker Ramon Almonte has received more than one hundred resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Almonte (CRD# 1014799). Ramon Almonte has spent 35…
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