Peter Alofsin (CRD#: 2274434), a registered representative with Triad Advisors LLC (CRD#: 25803) and a Registered Investment Adviser (RIA) with Capital Wealth Management LLC (CRD#: 157959) in West Warwick, Rhode Island, is currently involved in an investor dispute, according to his BrokerCheck record accessed on July 16, 2020. What happened to lead to this dispute?…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 27, 2018 indicate that former Michigan-based Triad Advisors broker Christopher Tolmacs, who in 2016 was barred from acting as a broker or otherwise associating with a broker-dealer firm, has received new customer complaints and a new regulatory sanction. Fitapelli Kurta is…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 24, 2018 indicate that Indiana-based Triad Advisors broker/adviser Mark Just has received several denied customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Just (CRD# 1138738). Mark Just has spent 34 years in the…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 13, 2017 indicate that former Michigan-based Triad Advisors broker Christopher Tolmacs has received numerous resolved or pending customer disputes and two regulatory sanctions.  Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tolmacs (CRD# 4648724). Christopher Tolmacs has…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on August 23, 2016 indicate that Illinois-based Triad Advisors broker James Walesa has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Walesa (CRD# 1061209). James…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Wisconsin-based Triad Advisors broker/adviser Gregg Lentz has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lentz (CRD# 1716699). Gregg…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Maryland-based Triad Advisors broker Edward Yegen has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Yegen (CRD# 801074). Edward Yegen has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that New Jersey-based Triad Advisors broker/adviser Elias Rauch has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rauch (CRD# 4169179).…

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Fitapelli Kurta is currently investigating complaints against Triad Advisors, Inc. On March 12, 2014, FINRA ordered Triad to consent to a $650,000 fine as well as customer restitution of at least $375,000 for failing to maintain an adequate supervisory system.  As a result of Triad’s failed supervisory system, the FINRA complaint stated that brokers were…

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