Public records published by the Financial Industry Regulatory Authority (FINRA) on April 11, 2017 indicate that former Illinois-based TransAmerica Financial Advisors broker/adviser Daniel Click has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors…

Read More

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that former Puerto Rico-based TransAmerica broker Pedro Gonzalez Seijo is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints…

Read More