Gautam Arora (CRD#: 5443201), formerly a registered representative with Transamerica Financial Advisors, Inc. (CRD#: 16164) in Orange, California, has been terminated from his position with Transamerica Financial Advisors, Inc., according to his BrokerCheck record accessed on January 17, 2020. Gautam Arora joined Transamerica Financial Advisors, Inc. on February 22, 2013 and was terminated on December…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that California-based TransAmerica Financial Advisors broker/adviser Sidney Sheridan has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sheridan (CRD# 2089034). Sidney Sheridan has spent 23 years…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 28, 2016 indicate that former Michigan-based TransAmerica Financial Advisors broker/adviser Harry Bennett has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 27, 2016 indicate that former Florida-based Invest Financial Corporation broker William Byrd has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. (CRD# 1334634). William…

Read More