Posts Tagged ‘TRACE’
Boston financial firm, Cantella & Co. charged customers excessive commissions, says FINRA
between January 2006 and September 2011, Cantella & Co. charged its customers excessive commissions on approximately 1,270 equity transactions and 99 options transactions. On September 22, FINRA fined Cantella & Co. $50,000 and ordered Cantella & Co. to pay approximately $82,000 in restitution to customers for charging excessive commissions.
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