Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 22, 2017 indicate that former California-based SII Investments broker/adviser Timothy Sullivan was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California and Wisconsin-based SII Investments broker/adviser Timothy Sullivan (CRD# 2969989). Timothy Sullivan has spent seventeen years in the securities industry and has been registered with SII Investments in San Ramon, California and Appleton, Wisconsin since 2008.…

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