Posts Tagged ‘tics’
Christopher Miller, Broker with Emerson Equity, Involved in Dispute Over Securitized Tenant-in-Common Investment
Christopher Miller (CRD#: 4044818), a registered representative with Emerson Equity LLC (CRD#: 130032) in San Mateo, California, is currently involved in a pending customer dispute with an elderly client over a securitized Tenant-in-Common investment, according to his BrokerCheck record accessed on March 25, 2020. How did this dispute come about? On February 23, 2020, a…
Read MoreGary Glover Faces $2.4 Million Customer Complaint
According to publicly available information provided by the Financial Industry Regulatory Authority (FINRA) on February 29, 2016, Michigan and Georgia-based Concorde broker/adviser Gary Glover is the subject of several settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Glover…
Read MoreBroker Daniel McPherson: TIC Complaint
The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Idaho-based Cetera Advisors broker/adviser Daniel McPherson (CRD# 4964802). Daniel McPherson has spent ten years in the securities industry and has been registered with Cetera Advisors in Idaho Falls, Idaho since 2012. Previous registrations include Pacific West…
Read MoreTIC Complaint: Eric Wegner
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner (CRD# 2044977). Eric Wegner has spent fifteen years in the securities industry and has been registered with Cambridge Investment Research in Delafield, Wisconsin since 2013. Previous registrations include Sigma…
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