Posts Tagged ‘TIC Investment’
Victor Cassone Faces Pending Customer Complaint
According to records provided by the Financial Industry Regulatory Authority (FINRA), former New York-based JP Turner broker Victor Cassone is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cassone (CRD# 2312167).…
Read MoreTIC Complaint: Eric Wegner
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner (CRD# 2044977). Eric Wegner has spent fifteen years in the securities industry and has been registered with Cambridge Investment Research in Delafield, Wisconsin since 2013. Previous registrations include Sigma…
Read MoreCentaurus Broker Robert Horning: TIC Complaints
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based Centaurus broker/adviser Robert Horning. Robert Horning has spent 22 years in the securities industry and has been registered with Centaurus Financial in Los Angeles, California since 2009. Previous registrations include Direct Capital Securities in Austin,…
Read MoreIndependent Financial broker, Robyn H. Lee: TIC complaints
Independent Financial’s Robyn H. Lee has been ordered by the State of California to cease brokerage activities pending the results of a regulatory action.
Read MoreTweed Financial Services’ Robert “Rusty” Tweed: TIC Complaints
President and founder of Tweed Financial Services, Robert “Rusty” Tweed, has seven customer complaints disclosed on his BrokerCheck Report.
Read MoreLaSalle St. Securities faces arbitration on allegations of unsuitable TIC investments
A recently filed complaint alleges LaSalle St. Securities recommended unsuitable TIC (tenant-in-common) investments.
Read MoreStock fraud attorneys investigate DFPG Investments broker, William S. Sheehan for TIC investments
Fitapelli Kurta, New York City based stock fraud attorneys, are investigating tenant in common (TIC) investments sold by William S. Sheehan, a registered broker with DFPG Investments.
Read MoreFitapelli Kurta investigating current Cetera Advisors and former Pacific West and Sigma broker, Jim Crocker
New York based securities and Jim CrockerTIC fraud attorneys at Fitapelli Kurta are investigating claims against current Cetera Advisors and former Pacific West Securities and Sigma broker, Jim Crocker for various Tenant-In-Common (TIC) investments he recommended to customers.
Read MoreCustomer complaints: Independent Financial’s Pat Brennan cost customers hundreds of thousands in TIC investments
Independent Financial and their broker, Pat Brennan are being investigated for TIC investment fraud by New York based stock fraud attorneys, Fitapelli Kurta. According to Brennan’s BrokerCheck Report, provided for free to investors by the Financial Industry Regulatory Authority (FINRA), Brennan has received three separate customer complaints in 2011 and 2012 two of which relate to unsuitable Tenant-In-Common (TIC) investments.
Read MoreTIC Investment Attorney Investigation: Ameriprise
The TIC investment attorneys Fitapelli Kurta is investigating complaints against Ameriprise Financial Services, Inc. for its sale of Tenant in Common, or TIC, investments to 1031 investors. This includes TIC investments promoted and issued by Geneva Exchange, Inc. and Geneva Exchange LLC. Ameriprise offered a number of TIC investments to elderly customers who were seeking…
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