According to records provided by the Financial Industry Regulatory Authority (FINRA), former New York-based JP Turner broker Victor Cassone is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cassone (CRD# 2312167).…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner (CRD# 2044977). Eric Wegner has spent fifteen years in the securities industry and has been registered with Cambridge Investment Research in Delafield, Wisconsin since 2013. Previous registrations include Sigma…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based Centaurus broker/adviser Robert Horning. Robert Horning has spent 22 years in the securities industry and has been registered with Centaurus Financial in Los Angeles, California since 2009. Previous registrations include Direct Capital Securities in Austin,…

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Independent Financial and their broker, Pat Brennan are being investigated for TIC investment fraud by New York based stock fraud attorneys, Fitapelli Kurta. According to Brennan’s BrokerCheck Report, provided for free to investors by the Financial Industry Regulatory Authority (FINRA), Brennan has received three separate customer complaints in 2011 and 2012 two of which relate to unsuitable Tenant-In-Common (TIC) investments.

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The TIC investment attorneys Fitapelli Kurta is investigating complaints against Ameriprise Financial Services, Inc. for its sale of Tenant in Common, or TIC, investments to 1031 investors.  This includes TIC investments promoted and issued by Geneva Exchange, Inc. and Geneva Exchange LLC.  Ameriprise offered a number of TIC investments to elderly customers who were seeking…

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