Posts Tagged ‘Thurston Springer’
Indianapolis-Based Broker Jason K. Williams Permitted to Resign from Thurston Springer Financial
Jason K. Williams (CRD#: 4676003) was permitted to resign from Thurston Springer Financial on February 8, 2019 after he made unauthorized comments in an online forum regarding “a stock held in his own account and in the accounts of his clients,” according to his BrokerCheck report accessed on September 3, 2019. His recent resignation is…
Read MoreInvestor Complaints Against Thurston Springer Financial’s Donald Woods
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 23, 2018 indicate that Kentucky-based Thurston Springer Financial broker/adviser Donald Woods has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Woods (CRD# 727894). Donald Woods has spent 30 years…
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