Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that South Dakota-based Thrivent Investment Management broker/adviser Matthew Niederbaumer has received several regulatory sanctions in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Niederbaumer (CRD# 4553475). Matthew Niederbaumer…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that Oregon-based Independent Financial Group broker Gerhard Heuer, also known as Gary Heuer, has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Heuer (CRD# 1868447). Gary Heuer…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 11, 2017 indicate that former Minnesota-based Thrivent Investment Management broker/adviser Robert Ward has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ward (CRD# 4324025). Robert Ward…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 26, 2016 indicate that former Wisconsin-based Thrivent Investment Management broker Jean Walsh-Josephson has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is…

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