Posts Tagged ‘Tamara Steele’
Tamara Steele Allegedly participated in violations of FINRA rules
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 28, 2017 indicate that former Indiana-based Comprehensive Asset Management and Servicing broker/adviser Tamara Steele is involved in pending customer disputes, was discharged from his former employer in connection to alleged rule violations, and is currently not affiliated with any broker-dealer…
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