SEC Fines GWFS $1.5 Million for Failing to Report Hacked Accounts

Is your financial firm or broker-dealer doing everything they can to protect your private information and investment funds? Kurt L. Gottschall, the Director of the SEC’s Denver Regional Office, said in a May 2021 statement: “Across the financial services industry, we have seen a large increase in attempts by outside bad actors to gain unauthorized…

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