Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 13, 2018 indicate that former Texas-based Sunbelt Securities broker/adviser James Tao has been sanctioned by the Securities and Exchange Commission (SEC) and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2018 indicate that Texas-based Sunbelt Securities broker/adviser Melvin Jacobs was discharged from a former employer in connection to alleged rule violations and has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

Read More