Nick McMahan (CRD#: 5578896), a registered representative with BBVA Securities, Inc. (CRD#: 27060) and a Registered Investment Adviser (RIA) with BBVA Wealth Solutions (CRD#: 110476) in Leander, Texas, is currently involved in an investor dispute over structured notes, according to his BrokerCheck record accessed on July 20, 2020. What happened to lead to this customer…

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Kevin McCoy (CRD#: 4557189), a broker with Cetera Investment Services LLC (CRD#: 15340) and a Registered Investment Adviser (RIA) with Cetera Investment Advisers LLC (CRD#: 105644), both of The Woodlands, Texas, is currently involved in two pending investor disputes over structured products, according to his BrokerCheck record accessed on June 22, 2020. What led to…

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David Fenning (CRD#: 1005307), a registered representative with Morgan Stanley (CRD#: 149777) in New York, New York, is currently involved in a pending investor dispute, according to his BrokerCheck record accessed on June 25, 2020. What happened to lead to this investor complaint against David Fenning? Read on to learn more.  On May 5, 2020,…

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