Public records published by the Financial Industry Regulatory Authority (FINRA) on June 24, 2016 indicate that Wisconsin-based Sterne Agee Financial Services broker/adviser Chad Karl has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Karl (CRD# 2725476). Chad…

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According to the Financial Industry Regulatory Authority (FINRA), Alabama-based brokerage Sterne Agee Financial Services has signed a letter of Acceptance, Waiver, and Consent (AWC Letter) settling allegations of misconduct. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Sterne Agee Financial Services (CRD# 18456). Formed…

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