Posts Tagged ‘Stephen Sullivan’
Stephen Sullivan Subject to Regulatory Sanction
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that New York-based SW Financial broker Stephen Sullivan is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sullivan (CRD# 3123249). Stephen Sullivan has spent 19 years…
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