Posts Tagged ‘Spencer Laufer’
Spencer Laufer Has Been the Subject of One Regulatory Sanction
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 14, 2017 indicate that former New York-based JH Darbie & Company broker Spencer Laufer has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Laufer…
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