Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017 indicate that Connecticut-based broker-dealer Source Capital Group has recently been ordered to pay an arbitration award exceeding $1,000,000 in connection to alleged supervisory failures. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Source Capital Group (CRD#…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 7, 2017 indicate that former New York-based Source Capital Group broker Hugh Levey has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 9, 2016 indicate that Connecticut-based Source Capital Group broker David Yungkau has been the subject of several complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yungkau (CRD# 858417). David Yungkau…

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