Posts Tagged ‘SMI Capital’
James Katzaroff Terminated From SMI Capital Markets, Named In FINRA Investigation
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that former Washington-based SMI Capital broker James Katzaroff was recently named in a FINRA investigation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Katzaroff…
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