Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 9, 2018 indicate that former New Jersey-based Sigma Financial Corporation broker/adviser Richard Muhlberg has received regulatory sanctions and a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Muhlberg (CRD# 2242640). Richard Muhlberg…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 8, 2017 indicate that former Illinois-based Sigma Financial Corporation broker/adviser Gregory Rusnak has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rusnak (CRD# 1505212). Gregory Rusnak has spent 31 years in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 10, 2017 indicate that Ohio-based Calton & Associates broker/adviser Kathie Foreman has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Foreman (CRD# 4467496). Kathie Foreman has spent 15 years in the…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on September 20, 2016 indicate that Michigan-based brokerage firm Sigma Financial Corporation has agreed to settle alleged rule violations. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Sigma Financial Corporation (CRD# 14303). Sigma Financial…

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The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding California-based Charles Schwab broker/adviser Mark Johansen (CRD# 4521016). Mark Johanson has spent twelve years in the securities industry and has been registered with Charles Schwab & Company in San Ramon, California since 2012. Previous registrations include…

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