Posts Tagged ‘Scott Kozak’
Scott Kozak Named In FINRA Investigation Into Private Securities Activities, Outside Business Activities
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2018 indicate that former Colorado-based Cetera Advisors broker/adviser Scott Kozak, who has received customer complaints, was recently discharged from his former employer in connection to alleged rule violations and named in a FINRA investigation. Fitapelli Kurta is interested in…
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