Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that Alabama-based SA Stone Wealth Management broker/adviser Kenneth Peavy, who has received a customer dispute, was recently discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that former Ohio-based SA Stone Wealth Management broker Christopher Wendell was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2017 indicate that Pennsylvania-based SA Stone Wealth Management broker/adviser Ian Meierdiericks has been named in pending regulatory and customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Meierdiericks (CRD# 3205009). Ian Meierdiericks has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2017 indicate that North Carolina-based SA Stone Wealth Management broker/adviser Frank Sparger has received regulatory sanctions. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sparger (CRD# 1877647). Frank Sparger has spent 28 years in…

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