Posts Tagged ‘Rule 3280’
Client Alleges that Candido Viyella Engaged in Selling Away
Candido Viyella (CRD #: 1829255), a broker registered with Morgan Stanley, has a pending investor dispute, according to his BrokerCheck record, accessed December 1, 2020. This dispute alleges selling away, which is an unauthorized business practice. On October 12, 2020, clients alleged that Candido Viyella solicited an outside investment opportunity without his firm’s approval, also…
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