Posts Tagged ‘Robert Tricario’
Robert Tricario Has Been the Subject of Three Regulatory Sanctions
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 8, 2017 indicate that former Connecticut-based LPL Financial broker/adviser Robert Tricario was recently sanctioned by the US Securities and Exchange Commission. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tricario (CRD# 1500863). Robert Tricario has…
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