Posts Tagged ‘Robert Gravette’
“A Glaring Conflict”: SEC Charges Criterion Wealth Management Insurance Services with Securities Fraud for Obscuring Real Estate Investment Fund Kickbacks
On February 12, 2020, the Securities and Exchange Commission (SEC) charged Criterion Wealth Management Insurance Services, Inc. and its then co-owners Robert Gravette and Mark MacArthur with defrauding their advisory clients by convincing their clients to invest in certain investments but then hiding the fact that they were receiving additional compensation from the investment fund…
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