Posts Tagged ‘Rick Konecny’
Rick Konecny, Sanctioned by FINRA Three Times, Has Now Been Barred
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former Illinois-based National Securities Corporation broker Rick Konecny, who has received several resolved or pending customer disputes, has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm.…
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