Public records provided by the Financial Industry Regulatory Authority (FINRA) on February 23, 2017 indicate that former New Jersey-based IFS Securities broker Richard Cody has been named in several pending regulatory investigations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cody…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 26, 2016 indicate that former New Jersey-based IFS Securities broker Richard Cody has been named in a pending Securities and Exchange Commission complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cody (CRD# 2794558). Richard Cody has…

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