Posts Tagged ‘RIA’
Todd Avery, Kentucky Investment Adviser, Under Investigation for Selling Unregistered Promissory Notes
Todd Avery (CRD#: 6252909), a Registered Investment Adviser (RIA) with Rite Financial Group LLC (CRD#: 160924) in Lexington, Kentucky, is currently the subject of an investigation alleging that he sold unregistered promissory notes, according to his Investment Adviser Public Disclosure (IAPD) report accessed on May 6, 2020. How did this all come about? On March…
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