Grant Conness (CRD #: 4778193), an investment adviser registered with Global Wealth Management Invest Advisory, is involved in a client dispute regarding unsuitable investment recommendations, according to his BrokerCheck record, accessed on October 28, 2020. This is not the first allegation of an unsuitable investment — concerned investors should keep reading. On September 8, 2020,…

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Daniel Raupp (CRD #: 4079107), a broker registered with Concorde Investment Services, is involved in multiple customer disputes, as well as a pending dispute for $1,000,000, according to his BrokerCheck record, accessed on October 22, 2020. Investors who have worked with Daniel Raupp should make sure they’re aware of these clients’ allegations. On September 16,…

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Investors who purchased shares of Sierra Income Corp. may have suffered significant losses. Shares have decreased in value by at least 40%, although there are some estimates that the losses could add up to as much as 75%. As of publishing, shares were listed on Central Trade & Transfer for $1.50, after being originally sold…

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Tatyana Bunich (CRD #: 2288860), a broker and an investment adviser registered with Independent Financial Group, LLC, has two investor complaints that allege unsuitable investment recommendations, according to her BrokerCheck record, accessed on September 23, 2020. For more information about her career as an investment adviser, see the information below. On July 23, 2020, a…

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Erik Drewes (CRD#: 2187363), a registered representative with American Capital Partners LLC (CRD#: 119249) in Jacksonville, Florida, is currently involved in a customer dispute over a Real Estate Investment Trust (REIT), according to his BrokerCheck record accessed on May 14, 2020. Read on to learn more about REITs and what led to this customer complaint…

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Anthony Sica (CRD#: 1332626), a registered representative with Joseph Gunnar & Co. LLC (CRD#: 24795) in New York, New York, is currently involved in a dispute in which a customer alleges that he recommended unsuitable investments. The client is seeking $750,000 in damages and the matter is pending, according to Anthony Sica’s BrokerCheck record accessed…

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James Chang (CRD#: 4536266), a registered representative with Independent Financial Group LLC (CRD#: 7717) in Rockville, Maryland who does business as Upright Planning, is currently involved in a customer dispute over unsuitable investment products, according to his BrokerCheck record accessed on March 24, 2020.  On February 13, 2020, a customer filed a complaint against James…

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Bill Fox (CRD#: 1522234), a registered representative with First Allied Securities, Inc. (CRD#: 32444) in Austin, Texas, is currently involved in a customer dispute over non-traded real estate investment trusts (REITs), private placements, and annuities, according to his BrokerCheck record accessed on February 4, 2020. What happened to lead to this dispute? On November 15,…

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