Bruce Tuinier: $500,000 Complaint Against Oppenheimer Rep

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Washington DC-based Oppenheimer & Company broker/adviser Bruce Tuinier, who has received a pending customer dispute, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr.…

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Oppenheimer & Company: 250+ Customer and Regulatory Complaints

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 3, 2019 indicate that Nebraska-based broker-dealer firm Oppenheimer & Company has received more than 250 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Oppenheimer & Company (CRD# 249). Established in New…

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David Reid: Oppenheimer Rep Resigns Over Unauthorized Device Allegations

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Missouri-based Oppenheimer & Company broker/adviser David Reid, who has received a pending customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm.…

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Oppenheimer & Company Ordered to Pay $250,000 Award in Customer Arbitration

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 18, 2019 indicate that New York-based broker-dealer Oppenheimer & Company was recently found liable for and ordered to pay an award of more than $250,000 in arbitration proceedings with a customer. Fitapelli Kurta is interested in speaking to investors who…

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Jonathan Gold: Investor Seeks $414,389 in Bond Complaint

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that New York-based Oppenheimer & Company broker Jonathan Gold has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gold (CRD# 1010319). Jonathan Gold has spent 36 years…

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Steven Schultz: Investor Seeks $750,000 in Puerto Rico Bond Complaint Against Oppenheimer Rep

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 30, 2018 indicate that Florida-based Oppenheimer & Company broker/adviser Steven Schultz has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schultz (CRD# 1764802). Steven Schultz has spent 21 years in…

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Ronald Bucher Resigned from Raymond James & Associates over Discretionary Trading Allegations

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that Florida-based Oppenheimer & Company broker/adviser Ronald Bucher, who has received customer disputes, recently resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding…

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Paul Dangelo Recently Terminated Over Regulatory Inquiry

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Paul Dangelo was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in…

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David Krumrey Has Been the Subject of a FINRA Sanction

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that former Texas-based Oppenheimer & Company broker/adviser David Krumrey has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints…

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