Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that New Jersey-based Northwestern Mutual Investment Services broker/adviser Manish Shah was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 26, 2017 indicate that former New York-based Northwestern Mutual Investment Services broker/adviser Michael Schwartz recently resigned from his former employer and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 25, 2017 indicate that former Michigan-based Northwestern Mutual Investment Services broker/adviser Judith Borden recently resigned from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 21, 2017 indicate that Illinois-based Northwestern Mutual Investment Services broker/adviser Daniel Castino has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Castino (CRD# 2196033). Daniel Castino has spent 25 years…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 3, 2017 indicate that Indiana-based First Allied Securities broker/adviser Daniel Brunette has received several regulatory sanctions and customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Brunette (CRD# 813924). Daniel Brunette has spent 41 years in…

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