Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 18, 2019 indicate that former Mississippi-based Next Financial Group broker Thomas Watts, who is currently registered as an investment adviser with Beyond Capital Financial Management Group, was recently sanctioned by state regulatory authorities in connection to alleged rule violations and suspended…

Read More

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 14, 2018 indicate that Alabama-based Next Financial Group broker/adviser Stephen Williams has received new pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Williams (CRD# 2395948). Stephen Williams has spent 24 years in the…

Read More

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 18, 2018 indicate that former Alabama-based Next Financial Group broker/adviser Arshad Hussain was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 8, 2018 indicate that New York-based Next Financial Group broker/adviser Robert Strang III is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Strang (CRD# 3271839). Robert Strang has spent…

Read More

Stephen Dellelo (CRD#: 2170012), a registered representative with Next Financial Group, Inc. (CRD#: 46214) in South Easton, Massachusetts, is currently involved in a customer dispute in which a client is seeking $215,000 in damages, according to Stephen Dellelo’s BrokerCheck record accessed on January 3, 2020. What allegedly happened to lead to this dispute? A client…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 1, 2017 indicate that former Maryland-based Next Financial Group broker/adviser Quinton Holton, also known as Q Holton, has been the subject of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to…

Read More

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 10, 2016 indicate that Indiana-based Next Financial Group broker/adviser Faroud “Fred” Farhoumand has received settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints with Mr. Farhoumand (CRD# 727764).…

Read More