Wells Fargo’s Nancy Eckler and Kevin Wolf face FINRA arbitration

According to a recent article on MarketWatch.com, customers have asserted causes of action for unsuitability and failure to supervise. While the damages sought against Wells Fargo are not specified in the article, both Nancy Eckler and Kevin Wolf’s BrokerCheck Reports indicate an identical pending customer complaint from June 6, 2014. The customer is seeking $75,000 from Eckler and from Wolf each for unsuitable investments, given the customer’s age and risk tolerance.

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