Lang Nguyen (CRD #: 6526189), a broker registered with Red Oak Capital Management, has consented to FINRA findings that he failed to follow his firm’s policies, according to his Investment Adviser Public Disclosure (IAPD) record, accessed on March 22, 2021. This is not the only disclosure related to his alleged failure to comply with firm…

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Vincent Virga (CRD #: 5070668), an investment adviser and broker registered with Madison Avenue Securities in Bayonne, New Jersey, has consented to a $5,000 fine from the Financial Industry Regulatory Authority, according to his BrokerCheck record, accessed on February 1, 2021. Virga also offers financial advisory services through PFS Wealth Management Group. On November 20,…

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Todd Slingerland (CRD #: 1924692), a broker registered with LPL Financial, is involved in an investor dispute over churning, according to his BrokerCheck record, accessed on January 26, 2021. This is his second denied investor dispute – read on for more details. On October 24, 2020, a client alleged that Todd Slingerland churned her account…

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Robby Jamail (CRD#: 1877838), a registered representative with Raymond James & Associates, Inc. (CRD#: 705) in Houston, Texas, is currently involved in a pending customer dispute in which a client is seeking $100,000 in damages, according to his BrokerCheck record accessed on May 27, 2020. Read on to learn more. On April 13, 2020, a…

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Robby Jamail (CRD#: 1877838), a registered representative with Raymond James & Associates, Inc. (CRD#: 705) in Houston, Texas, is currently involved in a pending customer dispute in which a client is seeking $100,000 in damages, according to his BrokerCheck record accessed on May 27, 2020. Read on to learn more. On April 13, 2020, a…

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Stocks, bonds, cash equivalents—your investment portfolio is composed of different asset categories. But a 25-year-old’s portfolio looks markedly different from that of a 65-year-old—or at least it should. As you age and move closer to retirement, your asset allocation should reflect your desire to preserve capital, which manifests itself as a decreased tolerance for risk.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Georgia-based Raymond James & Associates broker/adviser William Lellyett, Jr. has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lellylett…

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