Troy Howard (CRD#: 2264121), a Birmingham, Alabama-based registered representative with Raymond James & Associates, Inc. (CRD#: 705), is currently involved in a pending customer dispute, according to his BrokerCheck record accessed on October 24, 2019. In a customer complaint filed on September 20, 2019, a client alleged that Troy Howard engaged in “Breach of Fiduciary…

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Peter Huffman (CRD#: 5613027), a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in La Jolla, California, is currently involved in a pending dispute in which a client is alleging he engaged in excessive trading to generate extra commissions (known as “churning”). The client is requesting $2,797,295 in damages, according to Peter Huffman’s…

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