Publicly available records provided by the Securities and Exchange Commission (SEC) and accessed on July 3, 2018 indicate that Morgan Stanley Smith Barney in connection to allegations it failed to protect against the misuse or misappropriation of client funds by its personnel. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Morgan…

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Publicly available records provided by the Securities and Exchange Commission on February 14, 2017 indicate that Morgan Stanley Smith Barney has been sanctioned in connection to alleged wrongdoing surrounding single inverse exchange-traded fund products. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Morgan Stanley. According to a press release published by…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 7, 2016 state that California-based Morgan Stanley broker/adviser Jam Manauchehri is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Manauchehri (CRD# 4378235). Jam…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on February 29, 2016 state that California-based Morgan Stanley broker/adviser Kevin Yang is the subject of several settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Yang (CRD# 2834317).…

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