Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 8, 2018 indicate that California-based MML Investors Services broker/adviser Mark Pearcy has received a customer dispute and several tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pearcy (CRD# 2978026). Mark Pearcy has spent 20…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 20, 2017 indicate that former Ohio-based MML Investors Services broker Eric Ott has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ott (CRD# 6262487). Eric Ott…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 3, 2017 indicate that Massachusetts-based broker-dealer MML Investors Services has been sanctioned by FINRA. Fitapelli Kurta is interested in hearing from investors who have complaints regarding MML Investors Services (CRD# 10409). MML Investors Services is a broker-dealer and investment adviser registered in…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 21, 2016 indicate that Texas-based MML Investors Services broker/adviser Holly Carroccio, also known as Cynthia Holly Brown and Cynthia Holly Schmitz, is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on October 5, 2016 indicate that former New Jersey-based MML Investors Services broker Eugene Velea is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Velea…

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