Adam Marquardt (CRD #5307192), a broker and an investment advisor registered with Cetera Advisors LLC, has resigned from Wells Fargo Advisors Financial Network, LLC, according to his Broker Check record, accessed on September 23, 2020. Mr. Marquardt has had other disclosures related to his registration Wells Fargo, as set forth below. On July 22, 2020,…

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Jeffrey Olson (CRD #: 2192677), a broker and investment adviser registered with Northland Securities, Inc., is the subject of pending customer disputes, according to his BrokerCheck record, accessed on September 16, 2020. Multiple customers have alleged that he has violated state securities acts. He also has had a tax lien and several more settled customer…

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Kevin Nevin (CRD#: 2460059), a registered representative with Dempsey Lord Smith LLC (CRD#: 141238) in Edina, Minnesota, is currently involved in one pending dispute over suitability, according to his BrokerCheck record accessed on April 22, 2020.  On March 30, 2020, a customer filed a complaint against Kevin Nevin, alleging that he made unsuitable investments. The…

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