Massachusetts-based Essex Securities broker/adviser James Moniz is the subject of customer complaints and regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Moniz (CRD# 852438). James Moniz has spent twelve years in the securities industry and has been registered with Essex Securities…

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According to the Massachusetts Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) on February 22nd, 2016, Massachusetts-based brokerage and advisory firm Citizens Securities is the subject of a pending sanction. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Citizens Securities (CRD# 39550). Formed in Rhode…

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