Nate Clay (CRD#: 4525541), who formerly worked as a broker for Laidlaw & Company (UK) Ltd. (CRD#: 119037), has been suspended by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record accessed on April 27, 2020.  On March 18, 2020, Nate Clay failed to respond to FINRA’s request for information. As a result,…

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Dan King (CRD#: 5954543), a registered representative with Benchmark Investments, Inc. (CRD#: 103792) in New York, New York, is currently in a pending customer dispute in which a client is seeking over $3 million in damages, according to his BrokerCheck record accessed on April 2, 2020.  On February 3, 2020, a customer filed a complaint…

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Joseph Andreoli (CRD#: 1718688), a registered representative with Raymond James & Associates, Inc. in Hackensack, New Jersey, became involved in a customer dispute on August 26, 2019 in which a client alleges that he “made unsuitable investments,” according to his BrokerCheck record accessed on September 17, 2019. The dispute is pending. This is not the…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that New York-based Legend Securities broker William Brown has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brown (CRD# 5774557). William…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Connecticut-based RBC broker/adviser Irwin Maisner has been named in a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Maisner (CRD# 1094089). Irwin Maisner…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Florida-based Oppenheimer & Company broker/adviser Timothy Atyeo has received settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Atyeo (CRD# 1544728). Timothy…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 2, 2016 indicate that Florida-based HD Vest Investment Services broker/adviser Jeffrey Olson has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Olson (CRD#…

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New York-based Legend Securities broker Steven Meyer is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Meyer (CRD# 4798400). Steven Meyer has spent eleven years in the securities industry and has been registered with Legend…

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