William Frier (CRD#: 1029781), a Registered Investment Adviser (RIA) with Pathway Advisors Group (CRD#: 290221) in Colorado Springs, Colorado, is currently involved in a customer dispute over leveraged ETFs. He has also been the subject of two regulatory actions from Colorado and Missouri state securities regulators, according to his Investment Adviser Public Disclosure (IAPD) record…

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Bob D’Andria (CRD#: 1916172), a registered representative with International Assets Advisory, LLC (CRD#: 10645) in Spring Lake, New Jersey, has been suspended from the securities industry after recommending non-traditional exchange traded products (NT-ETPs) without having a sufficient understanding of these investment products, according to his BrokerCheck record accessed on January 24, 2020. On January 2,…

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