Posts Tagged ‘John Farmer’
John Farmer: Royal Alliance Rep Named in FINRA OBA Complaint
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 18, 2018 indicate that Arizona-based Royal Alliance Associates broker/adviser John Farmer has been named in a pending FINRA complaint alleging he participated in an unapproved and undisclosed outside business activity. Fitapelli Kurta is interested in hearing from investors who have…
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