Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 24, 2017 indicate that former South Carolina-based JJB Hilliard WL Lyons & Company broker/adviser Henry Watson has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing…

Read More

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that Kentucky-based JJB Hilliard WL Lyons & Company broker/adviser James Master has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Master…

Read More