Posts Tagged ‘James Springer’
James Springer (UBS) Has 16 Complaints on BrokerCheck Report
The securities and investment fraud law firm Fitapelli Kurta is investigating allegations against Florida-based Stifel Nicolaus broker/adviser James Springer (CRD# 2535792). James Springer has spent 20 years in the securities industry and has been registered with Stifel Nicolaus in Sarasota, Florida since 2014. Previous registrations include UBS Financial Services in Sarasota (2002-2014); Huntington Investment Company…
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